-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JaHxJSFUTMFyAR3NQEYisF7HjwAH6JBBjyY9xFTtUZg0FwTEf4x92rFomZjD6t/Z AvZAJcSgOeryTcFY4bP1DQ== 0000950124-06-000684.txt : 20060216 0000950124-06-000684.hdr.sgml : 20060216 20060215205954 ACCESSION NUMBER: 0000950124-06-000684 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060216 DATE AS OF CHANGE: 20060215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FIRST BANCORP INC CENTRAL INDEX KEY: 0001127442 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 383573582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-61551 FILM NUMBER: 06623501 BUSINESS ADDRESS: STREET 1: 525 WATER ST CITY: PORT HURON STATE: MI ZIP: 48060 BUSINESS PHONE: 8109878300 MAIL ADDRESS: STREET 1: 525 WATER ST CITY: PORT HURON STATE: MI ZIP: 48060 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FIRST SAVINGS BANK EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0001166900 IRS NUMBER: 371408740 STATE OF INCORPORATION: MI FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O CITIZENS FIRST SAVINGS BANK STREET 2: 525 WATER STREET CITY: PORT HORON STATE: MI ZIP: 48060 BUSINESS PHONE: 8109878300 MAIL ADDRESS: STREET 1: C/O FIRST SAVINGS BANK STREET 2: 525 WATER STREET CITY: PORT HURON STATE: MI ZIP: 48060 SC 13G/A 1 k02563sc13gza.htm AMENDMENT NO.4 TO SCHEDULE 13G sc13gza
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 4)*

Citizens First Bancorp, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
17461R106
(CUSIP Number)
December 31, 2005
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     þ Rule 13d-1(b)

     o Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 


 

                     
CUSIP No.
 
17461R106 
13G

 

           
1   NAMES OF REPORTING PERSONS:
Citizens First Bancorp, Inc.
Citizens First Savings Bank, as Trustee of the Citizens First Savings Bank Employee Stock Ownership Plan
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    38-3573582
38-0421485
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   o     Not applicable.
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Citizens First Bancorp, Inc. - State of Delaware
Citizens First Savings Bank - State of Michigan
       
  5   SOLE VOTING POWER:
     
NUMBER OF   Citizens First Bancorp, Inc. - 558,904
Citizens First Savings Bank - 558,904
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   Citizens First Bancorp, Inc. - 192,902
Citizens First Savings Bank - 192,902
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   Citizens First Bancorp, Inc. - 751,806
Citizens First Savings Bank - 751,806
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    Citizens First Bancorp, Inc. - 0
Citizens First Savings Bank - 0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  Citizens First Bancorp, Inc. - 751,806
Citizens First Savings Bank - 751,806
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o     Not applicable.
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  Citizens First Bancorp, Inc. - 8.9% of 8,423,414 shares of common stock outstanding as of 12/31/04.
Citizens First Savings Bank - 8.9% of 8,423,414 shares of common stock outstanding as of 12/31/04.
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  Citizens First Bancorp, Inc. - HC
Citizens First Savings Bank - BK
Citizens First Savings Bank Employee Stock Ownership Plan - EP


 

             
Item 1.
           
    (a)   Name of Issuer:
 
           
        Citizens First Bancorp, Inc.
 
           
    (b)   Address of Issuer’s Principal Executive Offices:
 
           
        525 Water Street
Port Huron, MI 48060
 
           
Item 2.
           
 
           
    (a)   Name of Person Filing:
 
           
        Citizens First Bancorp, Inc.
Citizens First Savings Bank, as Trustee of the Citizens Savings Bank Employee Stock Ownership Plan
 
           
    (b)   Address of Principal Business Office:
 
           
        525 Water Street
Port Huron, MI 48060
 
           
    (c)   Citizenship:
 
           
        Citizens First Bancorp, Inc. — State of Delaware
Citizens First Savings Bank — State of Michigan
 
           
    (d)   Title of Class of Securities:
 
           
        Common Stock, par value $0.01 per share
 
           
    (e)   CUSIP Number:
 
           
        17461R106
 
           
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
           
 
  (a)   o   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
           
 
  (b)   þ   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
           
 
  (c)   o   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 


 

             
 
  (d)   o   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
 
           
 
  (e)   o   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
           
 
  (f)   þ   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
           
 
  (g)   þ   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
           
 
  (h)   o   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
           
 
  (i)   o   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
           
 
  (j)   o   Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 
           
Item 4.   Ownership.
 
           
    (a)   Amount beneficially owned:
 
           
        Citizens First Bancorp, Inc. — 751,806
Citizens First Savings Bank - 751,806
 
           
    (b)   Percent of class:
 
           
        Citizens First Bancorp, Inc. — 8.9%
Citizens First Savings Bank — 8.9%
 
           
    (c)   Number of shares as to which the person has:
 
           
 
      (i)   Sole power to vote or to direct the vote
 
           
 
          Citizens First Bancorp, Inc. — 558,904
Citizens First Savings Bank — 558,904
 
           
 
      (ii)   Shared power to vote or to direct the vote
 
           
 
          Citizens First Bancorp, Inc. — 192,902
Citizens First Savings Bank 192,902
 
           
 
      (iii)   Sole power to dispose or to direct the disposition of
 
           
 
          Citizens First Bancorp, Inc. — 751,806
Citizens First Savings Bank 751,806
 
           
 
      (iv)   Shared power to dispose or to direct the disposition of
 
           
 
          Citizens First Bancorp, Inc. — 0
Citizens First Savings Bank — 0

 


 

             
Item 5.   Ownership of Five Percent or Less of a Class.
 
           
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
 
           
Item 6.   Ownership of More than Five Percent on Behalf of Another Person — Not applicable.
 
           
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company — Citizens First Bancorp, Inc., the parent holding company, owns all of the capital stock of the Citizens First Savings Bank, a bank as defined in Section 3(a)(6) of the Securities Exchange Act of 1934, as amended, which has beneficial ownership of the securities reported as trustee of the Citizens First Savings Bank Employee Stock Ownership Plan.
 
           
Item 8.   Identification and Classification of Members of the Group — Not applicable.
 
           
Item 9.   Notice of Dissolution of Group — Not applicable.
 
           
Item 10.   Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


 

SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2006
         
  Citizens First Bancorp, Inc.
 
 
  By:   /s/ Timothy Regan    
    Timothy Regan   
    Chief Financial Officer   
 
         
  Citizens First Savings Bank, as Trustee of
The Citizens First Savings Bank Employee Stock Ownership Plan
 
 
  By:   /s/ William G. Oldford, Jr.    
    William G. Oldford, Jr.   
    Vice President and Senior Trust Officer   
 

 

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